Job Description

Brandywine Global Investment Management, located in Philadelphia, is hiring a Portfolio Compliance Analyst (Monitoring).

Job Summary:

The Portfolio Compliance Analyst will report to the Manager, Portfolio Compliance (Monitoring) and will ensure accounts are in compliance with client investment guidelines, restrictions and regulatory requirements.

Primary Responsibilities:

* With support from Senior Portfolio Compliance Analyst(s), assist with daily monitoring of fixed income accounts for compliance with client investment guidelines, restrictions, and regulatory requirements
* Act as primary back-up to the portfolio compliance process for equity accounts within Charles River including account coding, guideline updates and daily monitoring
* Support the Fixed Income Portfolio Managers and Portfolio Implementation team on investment guideline implications of investment and trading decisions
* Generate and provide portfolio compliance related information, as may be required by clients, prospective clients, internal personnel, regulators, examiners, and auditors
* Evaluate, resolve, and escalate pre- and post-trade compliance alerts and/or warnings
* Compile and provide information to the Marketing, Sales & Client Service department in support of various compliance certification reporting requirements
* Evaluate and analyze security prospectuses, as needed, to ensure compliance with regulatory requirements
* Assist in establishing customized or manual processes where investment guideline monitoring cannot be fully automated
* Contribute to the maintenance, improvement and continuous refinement of the portfolio compliance function



Education & Experience:

* Bachelor's Degree.
* 3-5 years experience in investment management compliance or related experience
* Extensive knowledge of fixed-income and equity securities, derivatives, benchmarks, and various security classifications and characteristics
* Understanding of investment and operation's processes, investment systems management, trading and risk management
* Knowledge of Firm's investment products a plus
* Experience in using spreadsheets, databases, and other desktop applications; familiarity with Bloomberg and/or Charles River trading front end systems is a plus
* Excellent interpersonal communication, analytical, problem-solving and judgement skills
* Commitment to task and to the team; ability to start and complete specific tasks with motivation and a sense of urgency in a fast-paced environment

ABOUT US: Brandywine Global, as a Specialist Investment Manager of Franklin Resources, Inc., offers the advantages of an investment boutique backed by the resources and infrastructure of one of the world's leading asset managers. With headquarters in Philadelphia and offices in London1, Singapore2, Toronto3, and Montreal3, we are committed to bringing value to all our relationships.

At Brandywine Global, we believe in the power of value investing. Acting with conviction and discipline, we look beyond short-term, conventional thinking to rigorously pursue long-term value for our clients. Where others see risk, we see potential.

Since 1986, our global experience has provided clients with investment insights and a range of differentiated fixed income, equity, and alternative solutions. We thrive in a culture of debate that encourages ideas, respects diverse viewpoints, and invites candid discussion. By challenging one another and conventional thinking, we make better investment decisions and create value for our clients. Learn more about our Company by visiting us on the web, https://brandywineglobal.com

Brandywine Global Investment Management, LLC is an Equal Opportunity Employer